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Advisor at STRATEGIC PLANNING GROUP
BOUNTIFUL, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC PLANNING GROUP | Independent wealth | Aug 19, 1999 | n/a | yes | BOUNTIFUL, UT | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 30, 2015 | Dec 5, 2017 | no | Ogden, UT|Bountiful, UT | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jun 20, 2014 | Dec 5, 2017 | no | OGDEN, UT | Previous registration |
| GIRARD SECURITIES, INC. | Former SEC adviser | Nov 20, 2013 | Jun 20, 2014 | no | OGDEN, UT|SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | n/a | Dec 5, 2017 | n/a | n/a | Departure no registered destination | Departure |
| GIRARD SECURITIES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jun 20, 2014 | Jun 20, 2014 | 0 | Firm change | Other |