DFX Intelligence

Data Factory

A•••• P•• M••••••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A•••• P•• M••••••••• C••••••• L••

CRD 333812

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e05810d1-4a31-c34c-c493-6b8409acef0c

Data as of Aug 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Feb 6, 2025 to Aug 5, 2026
6 observations

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

A•••• P•••••• D•••

owned by this firm per Schedule A (the owner's CRD) · confidence 90% · family precision 100%

Private Creditcandidate

A•••• P•• M••••••••• C••••••• L••

Credit provider · name unique adv

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-08-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
P•••••• client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
P•••••• client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• P•••••• D•••	SOLE MEMBER	E	yes	10/2024	Aug 5, 2026	Aug 5, 2026
C••••••• K•••• E•••	MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER, A•••• P•••••• D•••	Na	yes	06/2026	Aug 5, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	P•••••• funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$0	n/a	n/a	n/a	249	206	1	1

Relationships

Controls (12)

← C••••••• K•••• E•••OwnerMANAGING DIRECTOR & CHIEF FINANCIAL OFFICER, A•••• P•••••• D•••, ownership code NA, individual
Aug 5, 2026 to presentfactForm ADV
← V••••••••• R•••••OwnerMANAGING PARTNER, A•••• P•••••• D•••, ownership code NA, individual
Aug 5, 2026 to presentfactForm ADV
← M••••• K••••• P•••OwnerPRESIDENT & CHIEF EXECUTIVE OFFICER, A•••• P•••••• D•••, ownership code NA, individual
Aug 5, 2026 to presentfactForm ADV
← A•••• P•••••• D•••OwnerSOLE MEMBER, ownership code E, domestic entity
Aug 5, 2026 to present

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
A•••• P•• M••••••••• C••••••• L•• reported RAUM $1.2B, up 29% from $912.2M (2026-01-22 to 2026-03-31)
Form ADVobserved 7 days ago
$262M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e05810d1-4a31-c34c-c493-6b8409acef0c
First observed: Feb 6, 2025
Last observed: Aug 5, 2026 48 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.