DFX Intelligence

M•••••• R•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

M•••••• R•••••• S•••••••

Advisor at L•• F•••••••• L••

PALM HARBOR, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 19, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 19, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 10, 2024	n/a	yes	PALM HARBOR, FL	Current employment
A••••••• W••••• M••••••••• I•••	Independent wealth	Jan 11, 2010	Jul 11, 2024	no	PALM HARBOR, FL\|ALPHARETTA, GA\|PALM HARBOR, FL\|ALPHARETTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• W••••• M••••••••• I•••	L•• F•••••••• L••	Jul 11, 2024	Jul 10, 2024	-1	Firm change	RIA to ibd
R•••••• J•••• F•••••••• S•••••••• I•••	A••••••• W••••• M••••••••• I•••	Apr 22, 2009	Jan 11, 2010

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 10, 2024 to presentfactForm ADV
→ A••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 11, 2010 to Jul 11, 2024factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 27, 2003 to Apr 22, 2009factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Order

Occurred
11 Jul 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 19, 1991
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.