DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••• C•••••• S••••••••• L••
ANGIER, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••• C•••••• S••••••••• L•• | State registered | Nov 30, 2023 | n/a | yes | ANGIER, NC | Current employment |
| L••••••• F••••••••• I••• | State registered | Aug 8, 2017 | Dec 12, 2023 | no | NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••••••• F••••••••• I••• | A••• C•••••• S••••••••• L•• | Dec 12, 2023 | Nov 30, 2023 | -12 | Firm change | Other |
| T•• A•••••••• I••• | L••••••• F••••••••• I••• | Feb 24, 2016 | Aug 8, 2017 |
| T•• A•••••••• I••• | Bd affiliated wealth | Oct 9, 2015 | Feb 24, 2016 | no | PROVIDENCE, RI|SUMMIT, NJ | Previous registration |
| B••••••••• W••••• A•••••••• L•• | No RAUM reported | Oct 7, 2014 | Oct 8, 2015 | no | MANCHESTER, NH | Previous registration |
| H••••• I••••••••• M••••••••• L•• | Independent wealth | Apr 4, 2013 | Oct 3, 2014 | no | HAMPTON, NH|MANCHESTER, NH | Previous registration |
| 531 |
| Firm change after gap |
| Other |
| B••••••••• W••••• A•••••••• L•• | T•• A•••••••• I••• | Oct 8, 2015 | Oct 9, 2015 | 1 | Firm change | Other |
| H••••• I••••••••• M••••••••• L•• | B••••••••• W••••• A•••••••• L•• | Oct 3, 2014 | Oct 7, 2014 | 4 | Firm change | Other |