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Advisor at FIDUCIARY EXPERTS LLC
MURRIETA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIDUCIARY EXPERTS LLC | Institutional manager | Oct 23, 2018 | n/a | yes | MURRIETA, CA | Current employment |
| FIDUCIARY EXPERTS LLC | Institutional manager | Feb 3, 2011 | Dec 31, 2017 | no | MURRIETA, CA | Previous registration |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Oct 12, 2010 | Jan 28, 2011 | no | SAN DIEGO, CA | Previous registration |
| FIDUCIARY EXPERTS LLC | Institutional manager | Jul 19, 2010 | Dec 31, 2010 | no | MURRIETA, CA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Dec 16, 2009 | Mar 31, 2010 | no | ESCONDIDO, CA | Previous registration |
| FIDUCIARY EXPERTS LLC | Institutional manager | Apr 8, 2008 | Jan 8, 2010 | no | MURRIETA, CA | Previous registration |
| BENEFIT FINANCIAL SERVICES GROUP | Independent wealth | May 10, 2007 | Mar 27, 2009 | no | IRVINE, CA | Previous registration |
| BENEFIT FUNDING SERVICES GROUP | n/a | Mar 14, 2007 | Jun 1, 2007 | no | IRVINE, CA | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | Mar 1, 2005 | Nov 21, 2005 | no | SANTA ANA , CA | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Jun 25, 2004 | Feb 25, 2005 | no | SANTA ANA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | FIDUCIARY EXPERTS LLC | Jan 28, 2011 | Feb 3, 2011 | 6 | Firm change | Other |
| FIDUCIARY EXPERTS LLC | INDEPENDENT FINANCIAL GROUP, LLC | Dec 31, 2010 | Oct 12, 2010 | -80 | Firm change after gap | Other |
| CHASE INVESTMENT SERVICES CORP. | FIDUCIARY EXPERTS LLC | Mar 31, 2010 | Jul 19, 2010 | 110 | Firm change | Other |
| FIDUCIARY EXPERTS LLC | CHASE INVESTMENT SERVICES CORP. | Jan 8, 2010 | Dec 16, 2009 | -23 | Firm change | Other |
| BENEFIT FINANCIAL SERVICES GROUP | FIDUCIARY EXPERTS LLC | Mar 27, 2009 | Apr 8, 2008 | -353 | Firm change after gap | Other |
| BENEFIT FUNDING SERVICES GROUP | BENEFIT FINANCIAL SERVICES GROUP | Jun 1, 2007 | May 10, 2007 | -22 | Firm change | Other |
| WAMU INVESTMENTS, INC. | BENEFIT FUNDING SERVICES GROUP | Nov 21, 2005 | Mar 14, 2007 | 478 | Firm change after gap | Other |
| CITICORP INVESTMENT SERVICES | WAMU INVESTMENTS, INC. | Feb 25, 2005 | Mar 1, 2005 | 4 | Firm change | Other |