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S••••• R••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

S••••• R••••• B••••

Advisor at I••••••••• F•••••••• G••••• L••

COMMACK, NY

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Search this name across graphsid dfx:ria:e06395bc-b643-9caf-8408-afa6808a9d0a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 31, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 29, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Feb 14, 2021	n/a	yes	COMMACK, NY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 18, 2018	Jul 22, 2019	no	MELVILLE, NY\|EAST MEADOW, NY\|MIDDLE VILLAGE, NY\|ALLENTOWN, PA\|JERICHO, NY\|EAST MEADOW, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	I••••••••• F•••••••• G••••• L••	Jul 22, 2019	Feb 14, 2021	573	Firm change after gap	RIA to RIA
C•••••• O•• A•••••••• L••	L•• F•••••••• L••	Jan 26, 2018	Jan 18, 2018

Relationships

Registered with (5)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Feb 14, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 18, 2018 to Jul 22, 2019factForm ADV
→ C•••••• O•• A•••••••• L••Registered adviserregistration: previous registration
Jan 6, 2016 to Jan 26, 2018factForm ADV
→ H••• S••••••••• •••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e06395bc-b643-9caf-8408-afa6808a9d0a
First observed: Mar 31, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.