DFX Intelligence

R•••• L••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

R•••• L••• T••••••

Advisor at M••••••••• W••••• M•••••••••

Williamsburg, VA | Havertown, PA

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Search this name across graphsid dfx:ria:e0684cc4-98ee-5165-0d9a-c425c538f20c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 22, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• W••••• M•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Sep 22, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• W••••• M•••••••••	No RAUM reported	Mar 3, 2026	n/a	yes	Williamsburg, VA\|Havertown, PA	Current employment
M••••••••• R•••••••••	Bd affiliated wealth	Jul 13, 2018	Mar 16, 2026	no	Williamsburg, VA\|WASHINGTON, DC\|Williamsburg, VA\|Richmond, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• R•••••••••	M••••••••• W••••• M•••••••••	Mar 16, 2026	Mar 3, 2026	-13	Bulk transfer	Ibd to new firm
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	M••••••••• R•••••••••	Aug 16, 2013	Jul 13, 2018

Relationships

Registered with (5)

→ M••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Mar 3, 2026 to presentfactForm ADV
→ M••••••••• R•••••••••Registered adviserregistration: previous registration
Jul 13, 2018 to Mar 16, 2026factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Sep 27, 2012 to Aug 16, 2013factForm ADV
→ S••••••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0684cc4-98ee-5165-0d9a-c425c538f20c
First observed: Sep 22, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.