D••••• N•••••

Advisor at M••••••••• C••••••• L••

Culver City, CA | NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 27, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••••• C••••••• L••	Independent wealth	Mar 18, 2026	n/a	yes	Culver City, CA\|NEWPORT BEACH, CA	Current employment
T•• G••••••• G••••• L••	Former SEC adviser	Jul 20, 2011	Jun 3, 2014	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• G••••••• G••••• L••	M••••••••• C••••••• L••	Jun 3, 2014	Mar 18, 2026	4,306	Firm change after gap	Other
E•••••••• A•••••••• L••	T•• G••••••• G••••• L••	Jun 10, 2011	Jul 20, 2011

Relationships

Registered with (3)

→ M••••••••• C••••••• L••Registered adviserregistration: current employment
Mar 18, 2026 to presentfactForm ADV
→ T•• G••••••• G••••• L••Registered adviserregistration: previous registration
Jul 20, 2011 to Jun 3, 2014factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 28, 2007 to Jun 10, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 28, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.