DFX Intelligence

P••••• S•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

P••••• S•••• W•••••

Advisor at W••••• F•••••••• G••••

BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:e06d3869-d771-ba43-ac11-6aad0bf25e74

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 25, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• F•••••••• G••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 22, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• F•••••••• G••••	State registered	Feb 2, 2018	n/a	yes	BIRMINGHAM, AL	Current employment
C•••••••• F•••••••• G•••• A•••••••	Former SEC adviser	Feb 25, 1999	Feb 2, 2018	no	BIRMINGHAM, AL\|BIRMINGHAM, AL\|BIRMINGHAM, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F•••••••• G•••• A•••••••	W••••• F•••••••• G••••	Feb 2, 2018	Feb 2, 2018	0	Firm change	Other

Relationships

Registered with (2)

→ W••••• F•••••••• G••••Registered adviserregistration: current employment
Feb 2, 2018 to presentfactForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Feb 25, 1999 to Feb 2, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e06d3869-d771-ba43-ac11-6aad0bf25e74
First observed: Feb 25, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.