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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

AARON RUSSELL HANDFIELD

Advisor at LPL FINANCIAL LLC

ANAHEIM, CA | CHINO, CA | NORCO, CA | RIVERSIDE, CA

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Search this name across graphsid dfx:ria:e074d391-70a5-9369-d72a-4abcc4708d6a

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 6, 2010 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 3, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 3, 2010
First registration: Dec 6, 2010
Dual registered: yes, broker-dealer
Other names: AARON HANDFIELD
IAPD individual key: 5854435

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 18, 2022	n/a	yes	ANAHEIM, CA\|CHINO, CA\|NORCO, CA\|RIVERSIDE, CA	Current employment
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Aug 27, 2013	May 18, 2022	no	Chino, CA\|RANCHO CUCAMONGA, CA\|RIVERSIDE, CA\|CORONA, CA\|ANAHEIM, CA\|Norco, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 1, 2013	Aug 12, 2013	no	ANAHEIM, CA\|ANAHEIM HILLS, CA\|ANAHEIM, CA	Previous registration
EDWARD JONES	National bd RIA	Dec 6, 2010	Apr 3, 2013	no	YORBA LINDA, CA\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	May 18, 2022	May 18, 2022	0	Bulk transfer	Ibd to RIA
J.P. MORGAN SECURITIES LLC	CUNA BROKERAGE SERVICES, INC.	Aug 12, 2013	Aug 27, 2013	15	Firm change	Other
EDWARD JONES	J.P. MORGAN SECURITIES LLC	Apr 3, 2013	Apr 1, 2013	-2	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 18, 2022 to presentfactForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Aug 27, 2013 to May 18, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Apr 1, 2013 to Aug 12, 2013factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 6, 2010 to Apr 3, 2013factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 17, 2026
Aaron Russell Handfield added a TX registration at Lpl Financial Llc