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Advisor at LPL FINANCIAL LLC
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 27, 2006 | n/a | yes | CHARLOTTE, NC | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Jan 6, 2002 | Jul 28, 2006 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Jul 28, 2006 | Jul 27, 2006 | -1 | Firm change | Other |