DFX Intelligence

C•••••••• S•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

C•••••••• S•••••• C•••••••

Advisor at A•••• F•••••••• P•••••••

PRESCOTT, AZ

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Data as of Sep 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 13, 2023 to Sep 23, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• F•••••••• P•••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• F•••••••• P•••••••	No RAUM reported	Sep 22, 2026	n/a	yes	PRESCOTT, AZ	Current employment
L••• B••••••• I••••••••• C••••••	Independent wealth	Mar 27, 2024	Aug 31, 2026	no	PRESCOTT, AZ\|Scottsdale, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• B••••••• I••••••••• C••••••	A•••• F•••••••• P•••••••	Aug 31, 2026	Sep 22, 2026	22	Firm change	RIA to new firm
C••• L••	L••• B••••••• I••••••••• C••••••	Feb 28, 2024	Mar 27, 2024

Relationships

Registered with (4)

→ A•••• F•••••••• P•••••••Registered adviserregistration: current employment
Sep 22, 2026 to presentfactForm ADV
→ L••• B••••••• I••••••••• C••••••Registered adviserregistration: previous registration
Mar 27, 2024 to Aug 31, 2026factForm ADV
→ C••• L••Registered adviserregistration: previous registration
Jul 31, 2023 to Feb 28, 2024factForm ADV
→ C••••••••• F•••••••• N••••••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
31 Aug 2026
Advisor changed firm
••• Locked
Form ADV

Show 1 bookkeeping event

Occurred
Sep 22, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 13, 2023
Last observed: Sep 23, 2026 18 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.