DFX Intelligence

L•••••••• C•••••• M••••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

L•••••••• C•••••• M••••••••• L••••••

CRD 306516

HAMILTON

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Search this name across graphsid dfx:ria:e07c1215-0c92-13c2-4541-4734bef9ac83

Data as of Mar 21, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 8
On other graphs: 0
Observed: Nov 27, 2019 to Mar 21, 2025
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $6.9M••• Locked
Discretionary RAUM: $6.9M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L•••••••• F••• L••••••	Liquidity Fund	$45.0M	Mar 25, 2024	3	Mar 22, 2022	reported	021-406204

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• C•••••• H•••••••	Shareholder	E	yes	08/2019	Nov 27, 2019	Mar 25, 2024
C•••••••• F•••••••• A••••••••	CHIEF LEGAL COUNSEL	Na	yes	12/2019	Nov 27, 2019	Mar 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•••••• A••••••• L••	n/a	Asset manager	$13B	N	yes	n/a
N•••••• C•••••• L•••	n/a	Asset manager	$13B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 21, 2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$6.9M	$6.0M	16.2%	$45.0M	-46.4%	4	7	0	0

Relationships

Affiliated with (2)

→ N•••••• C•••••• L•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ N•••••• A••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV

Advises (1)

→ L•••••••• F••• L••••••Private fundLiquidity Fund, IA
Mar 22, 2022 to presentfactForm ADV

Controls (6)

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 3, 2023
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 22, 2022
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 22, 2022
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e07c1215-0c92-13c2-4541-4734bef9ac83
First observed: Nov 27, 2019
Last observed: Mar 21, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.