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R••••• A••••• J•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor45 years in industry

R••••• A••••• J•••••••••

Advisor at W••••••••• L••

ATLANTA, GA

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Search this name across graphsid dfx:ria:e07da9f2-3611-d6cb-6d05-709bf521da0f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 25, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: May 14, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• L••	Former SEC adviser	May 10, 2010	n/a	yes	ATLANTA, GA	Current employment
M••••• K••••• • C••••••• L••	Former SEC adviser	Jan 25, 2006	Apr 11, 2006	no	ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• K••••• • C••••••• L••	W••••••••• L••	Apr 11, 2006	May 10, 2010	1,490	Firm change after gap	Other

Relationships

Registered with (2)

→ W••••••••• L••Registered adviserregistration: current employment
May 10, 2010 to presentfactForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
Jan 25, 2006 to Apr 11, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e07da9f2-3611-d6cb-6d05-709bf521da0f
First observed: Jan 25, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.