DFX Intelligence

L•••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst31 years in industry

L•••• A•••••••

Advisor at A••••••• F•••••••• P•••••••• L••

BURLINGAME, CA

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Search this name across graphsid dfx:ria:e085d057-a8ac-5bbd-235f-d0ce9444a72c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F•••••••• P•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 9, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F•••••••• P•••••••• L••	State registered	May 24, 2022	n/a	yes	BURLINGAME, CA	Current employment
E•• A•••••••• L••	Former SEC adviser	Aug 13, 2007	Apr 6, 2022	no	BURLINGAME, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•• A•••••••• L••	A••••••• F•••••••• P•••••••• L••	Apr 6, 2022	May 24, 2022	48	Firm change	RIA to state RIA
C•••••••• G••••• M•••••• I•••	E•• A•••••••• L••	Aug 18, 2005	Aug 13, 2007

Relationships

Registered with (3)

→ A••••••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
May 24, 2022 to presentfactForm ADV
→ E•• A•••••••• L••Registered adviserregistration: previous registration
Aug 13, 2007 to Apr 6, 2022factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jan 17, 2001 to Aug 18, 2005factForm ADV

Dated events

Occurred
Apr 6, 2022
Advisor changed firm
L•••• A••••••• left E•• A•••••••• L•• for A••••••• F•••••••• P•••••••• L•• (registered 2022-05-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e085d057-a8ac-5bbd-235f-d0ce9444a72c
First observed: Jan 17, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.