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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

MAGNUS FINANCIAL GROUP LLC

CRD 289423

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e08cf02d-eac7-1a88-f339-9c1fcb894e00

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 9
On other graphs: 0
Observed: Aug 3, 2017 to Mar 31, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.3BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2B
Private client RAUM: $2.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $233Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 24
Advisory employees: 15
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4,782
Individual clients: 739
High net worth clients: 375
Custody, client assets: $585M
SEC number: 801-111093
CRD: 289423
Filings on the tape: 21
First filed: Aug 3, 2017
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Timothy J Seymour	n/a	NEW YORK, NY	5	18	1	no
RONALD EDWARD DEUTSCH	Chartered Financial Analyst	NEW YORK, NY	4	40	1	no
PAUL FREDERICK HOERRNER	Certified Financial Planner	NEW YORK, NY	4	31	2	no
MICHAEL SCOTT SCHWARTZ	Certified Financial Planner	NEW YORK, NY	4	27	2	no
SHARON HAYUT	Certified Financial Planner	NEW YORK, NY	4	18	2	no
James Scott Kephart	n/a	NEW YORK, NY	4	34	3	no
DREW JUSTIN COLLINS	Chartered Financial Analyst	NEW YORK, NY \| Bedford Corners, NY	4	31	1	no
Chase Wickenheiser	n/a	NEW YORK, NY	3	11	1	no
WILLIAM JOSEPH BOWDEN	n/a	NEW YORK, NY	2	32	1	no
Jake Dean Blum	Certified Financial Planner	NEW YORK, NY	0	13	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARRISON, DAVID, H.	CHIEF COMPLIANCE OFFICER	Na	yes	09/2017	Mar 31, 2026	Mar 31, 2026
MAGNUS FINANCIAL HOLDINGS, LLC	Owner	E	yes	07/2017	Mar 31, 2026	Mar 31, 2026
SCHWARTZ, MICHAEL, SCOTT	CHIEF EXECUTIVE OFFICER	Na	yes	09/2017	Mar 31, 2026	Mar 31, 2026
SORSAIA, LOUIS, V.	CHIEF OPERATING OFFICER	Na	yes	05/2019	Mar 31, 2026	Mar 31, 2026
MAGNUS FINANCIAL LLC	Owner	E	yes	09/2017	Mar 30, 2018	Mar 29, 2024
SCHWARTZ, MICHAEL, SCOTT	Owner	E	yes	11/2016	Sep 14, 2017	Mar 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$2.3B	$2.2B	24	15	n/a	n/a
2024	Mar 29, 2025	$1.9B	$1.9B	23	13	n/a	n/a
2023	Mar 28, 2024	$1.6B	$1.6B	22	12	n/a	n/a
2022	Mar 30, 2023	$1.3B	$1.3B	21	9	n/a	n/a
2021	Mar 30, 2022	$1.1B	$1.1B	18	8	n/a	n/a
2020	Mar 31, 2021	$1.8B	$1.8B	15	10	n/a	n/a
2019	Mar 30, 2020	$1.6B	$1.6B	17	13	n/a	n/a
2018	Mar 29, 2019	$1.2B	$1.2B	17	11	n/a	n/a
2017	Mar 30, 2018	$310M	$310M	11	7	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	10.0%	0	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$1.9B	19.5%	$1.3B	22.7%	24	23	0	0

Relationships

Registered with (11)

← Jake Dean BlumAdvisorregistration: current employment
Dec 11, 2025 to presentfactForm ADV
← Timothy J SeymourAdvisorregistration: current employment
Jul 8, 2025 to presentfactForm ADV
← WILLIAM JOSEPH BOWDENAdvisorregistration: current employment
Jan 9, 2024 to presentfactForm ADV
← Chase WickenheiserAdvisorregistration: current employment
Jan 19, 2023 to presentfactForm ADV
← DREW JUSTIN COLLINSAdvisorregistration: current employment
May 4, 2022 to presentfactForm ADV
← James Scott KephartAdvisorregistration: current employment
Jan 18, 2022 to presentfactForm ADV
← RONALD EDWARD DEUTSCHAdvisorregistration: previous registration
Aug 26, 2021 to Dec 31, 2021factForm ADV
← PAUL FREDERICK HOERRNERAdvisorregistration: previous registration
Apr 1, 2020 to Dec 31, 2021factForm ADV
← MICHAEL SCOTT SCHWARTZAdvisorregistration: previous registration
May 18, 2020 to Dec 31, 2021factForm ADV
← SHARON HAYUTAdvisorregistration: previous registration
Dec 26, 2021 to Dec 31, 2021factForm ADV
← MICHAEL DAVID TANNEYAdvisorregistration: previous registration
Jan 5, 2022 to Jan 17, 2026factForm ADV

Controls (4)

← SCHWARTZ, MICHAEL, SCOTTOwnerOWNER, ownership code E, individual
Sep 14, 2017 to Mar 29, 2024factForm ADV
← HARRISON, DAVID, H.OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 14, 2017 to Mar 29, 2024factForm ADV
← SORSAIA, LOUIS, V.OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 30, 2020 to Mar 29, 2024factForm ADV
← MAGNUS FINANCIAL HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Aug 3, 2017 to Mar 29, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jan 17, 2026
Advisor changed firm
Michael David Tanney left Magnus Financial Group Llc for Pereon Wealth Llc (registered 2026-01-02)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2023
Control person left
Kelly Thomas Barber (Chief Marketing Officer) no longer on Schedule A of Magnus Financial Group Llc (listed 2022-03-31, absent 2023-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
Magnus Financial Group Llc reported RAUM $1.1B, down 38% from $1.8B (2022-01-04 to 2022-03-30)
Form ADVobserved 4 days ago
$-690M
Occurred
Mar 30, 2020
Regulatory AUM changed
Magnus Financial Group Llc reported RAUM $1.6B, up 35% from $1.2B (2019-03-29 to 2020-03-30)
Form ADVobserved 4 days ago
$413M
Occurred
Mar 30, 2020
Control person joined
V Louis Sorsaia (Chief Operating Officer) appeared on Schedule A of Magnus Financial Group Llc
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
Magnus Financial Group Llc reported RAUM $1.2B, up 276% from $310.3M (2018-03-30 to 2019-03-29)
Form ADVobserved 4 days ago
$856M
Occurred
Mar 30, 2018
Regulatory AUM changed
Magnus Financial Group Llc reported RAUM $310.3M, up 138% from $130.5M (2017-10-23 to 2018-03-30)
Form ADVobserved 4 days ago
$180M
Occurred
Aug 3, 2017
First Form ADV filing
Magnus Financial Group Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 18, 2026
date not stated
James Scott Kephart no longer holds an investment adviser registration (last listed at Magnus Financial Group Llc on the 2026-09-17 feed)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e08cf02d-eac7-1a88-f339-9c1fcb894e00
First observed: Aug 3, 2017
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MAGNUS FINANCIAL GROUP LLC

CRD 289423

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e08cf02d-eac7-1a88-f339-9c1fcb894e00

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:17 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Timothy J Seymour

n/a

NEW YORK, NY

RONALD EDWARD DEUTSCH

Chartered Financial Analyst

NEW YORK, NY

PAUL FREDERICK HOERRNER

Certified Financial Planner

NEW YORK, NY

MICHAEL SCOTT SCHWARTZ

Certified Financial Planner

NEW YORK, NY

SHARON HAYUT

Certified Financial Planner

NEW YORK, NY

James Scott Kephart

n/a

NEW YORK, NY

DREW JUSTIN COLLINS

Chartered Financial Analyst

NEW YORK, NY | Bedford Corners, NY

Chase Wickenheiser

n/a

NEW YORK, NY

WILLIAM JOSEPH BOWDEN

n/a

NEW YORK, NY

Jake Dean Blum

Certified Financial Planner

NEW YORK, NY

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARRISON, DAVID, H.

CHIEF COMPLIANCE OFFICER

yes

09/2017

Mar 31, 2026

MAGNUS FINANCIAL HOLDINGS, LLC

Owner

yes

07/2017

Mar 31, 2026

SCHWARTZ, MICHAEL, SCOTT

CHIEF EXECUTIVE OFFICER

yes

09/2017

Mar 31, 2026

SORSAIA, LOUIS, V.

CHIEF OPERATING OFFICER

yes

05/2019

Mar 31, 2026

MAGNUS FINANCIAL LLC

Owner

yes

09/2017

Mar 30, 2018

Mar 29, 2024

SCHWARTZ, MICHAEL, SCOTT

Owner

yes

11/2016

Sep 14, 2017

Mar 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$2.3B

$2.2B

n/a

2024

Mar 29, 2025

$1.9B

n/a

2023

Mar 28, 2024

$1.6B

n/a

2022

Mar 30, 2023

$1.3B

n/a

2021

Mar 30, 2022

$1.1B

n/a

2020

Mar 31, 2021

$1.8B

n/a

2019

Mar 30, 2020

$1.6B

n/a

2018

Mar 29, 2019

$1.2B

n/a

2017

Mar 30, 2018

$310M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

10.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.3B

$1.9B

19.5%

$1.3B

22.7%