DFX Intelligence

G•••• T••••••• F•••••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

G•••• T••••••• F•••••••• A••••••• L••

CRD 168751

DALLAS, TX

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Search this name across graphsid dfx:ria:e08ef78b-cf89-fc68-23bc-e0a75e43cd53

Data as of Sep 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2026 to Sep 1, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 6
Advisory employees: 6
Offices: 3Schedule D 1.F, beyond the principal office
CRD: 168751
Filings on the tape: 1
First filed: Sep 1, 2026

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••• A•••• P••••••	Chartered Financial Analyst	DALLAS, TX	12	19	n/a	no
B•••• K•••• B•••••	n/a	DALLAS, TX \| HOUSTON, TX	11	18

Relationships

Registered with (6)

← K••••• E•••••••• H••••••Advisorregistration: current employment
Sep 12, 2024 to presentfactForm ADV
← A•••••• L•••• K•••••••Advisorregistration: current employment
Nov 14, 2023 to presentfactForm ADV
← J••• N••••• S•••••••••Advisorregistration: current employment
Oct 26, 2023 to presentfactForm ADV
← N••• J• Y••• H•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e08ef78b-cf89-fc68-23bc-e0a75e43cd53
First observed: Sep 1, 2026
Last observed: Sep 1, 2026 21 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.