This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 1, 2015earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

May 11, 2018

First registration

Oct 29, 2020

Dual registered

yes, broker-dealer

Other names

SOSEH HACOPI|SOSEH HACOPIAN

IAPD individual key

6925659

• Occurred

  Mar 5, 2025
  Advisor changed firm

  Soseh Hacopian Nelson left J.P. Morgan Securities Llc for Lpl Financial Llc (registered 2026-08-27)

  Form ADVobserved 5 days ago
• Occurred

  Jan 13, 2023
  Advisor changed firm

  Soseh Hacopian Nelson left Wells Fargo Advisors for J.P. Morgan Securities Llc (registered 2023-01-23)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e0901b42-362f-ecb2-879c-b81b987f4f28

First observed

Oct 29, 2020

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.