DFX Intelligence

C••••• D•••• I•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)11 years in industry

C••••• D•••• I•••••

Advisor at S•••• W••••• M••••••••• L••

MCLEAN, VA

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Search this name across graphsid dfx:ria:e0950afa-a16d-1806-94aa-7318a3c553ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 25, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• W••••• M••••••••• L••	Bd affiliated wealth	Nov 29, 2018	n/a	yes	MCLEAN, VA\|MCLEAN, VA	Current employment
C•••••• R••• C•••••• M••••••••• L••	Asset manager	Nov 25, 2019	Dec 31, 2025	no	McLean, VA\|MCLEAN, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• R••• C•••••• M••••••••• L••	n/a	Dec 31, 2025	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ S•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 29, 2018 to presentfactForm ADV
→ C•••••• R••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 25, 2019 to Dec 31, 2025factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0950afa-a16d-1806-94aa-7318a3c553ca
First observed: Nov 25, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.