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Advisor at TRUIST ADVISORY SERVICES, INC.
GREENVILLE, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Feb 17, 2021 | n/a | yes | GREENVILLE, SC | Current employment |
| BB&T SECURITIES, LLC | Former SEC adviser | Jan 2, 2013 | Feb 17, 2021 | no | GREENVILLE, SC|RICHMOND, VA | Previous registration |
| SCOTT & STRINGFELLOW, LLC | Former SEC adviser | May 4, 2011 | Jan 2, 2013 | no | GREENVILLE, SC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 27, 2009 | May 3, 2011 | no | MOORE, SC|GREER, SC|GREENVILLE, SC | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Dec 14, 2007 | Aug 26, 2009 | no | CLINTON, SC|LAURENS, SC|SALUDA, SC|SALUDA, SC|NINETY-SIX, SC|GREENWOOD, SC|GREENVILLE, SC|GREENVILLE, SC|FOUNTAIN INN, SC|GREENVILLE, SC|TAYLORS, SC|MAULDIN, SC | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 15, 2005 | Dec 21, 2005 | no | PALO ALTO, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Sep 11, 2002 | Aug 23, 2005 | no | SAN FRANCISCO, CA | Previous registration |
| BANC OF AMERICA SECURITIES LLC | n/a | Oct 25, 2001 | Aug 15, 2002 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Feb 17, 2021 | Feb 17, 2021 | 0 | Bulk transfer | Ibd to ibd |
| SCOTT & STRINGFELLOW, LLC | BB&T SECURITIES, LLC | Jan 2, 2013 | Jan 2, 2013 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | SCOTT & STRINGFELLOW, LLC | May 3, 2011 | May 4, 2011 | 1 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | WELLS FARGO ADVISORS | Aug 26, 2009 | Aug 27, 2009 | 1 | Firm change | Other |
| MORGAN STANLEY DW INC. | SUNTRUST INVESTMENT SERVICES, INC. | Dec 21, 2005 | Dec 14, 2007 | 723 | Firm change after gap | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MORGAN STANLEY DW INC. | Aug 23, 2005 | Aug 15, 2005 | -8 | Firm change | Other |
| BANC OF AMERICA SECURITIES LLC | BANC OF AMERICA INVESTMENT SERVICES, INC. | Aug 15, 2002 | Sep 11, 2002 | 27 | Firm change | Other |