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Advisor at ROBERT W. BAIRD & CO. INCORPORATED
Ramsey, IN | LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Oct 18, 2019 | n/a | yes | LOUISVILLE, KY|Ramsey, IN | Current employment |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | Jun 22, 2017 | Oct 18, 2019 | no | LOUISVILLE, KY | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 29, 2014 | Jun 23, 2017 | no | LOUISVILLE, KY|LOUISVILLE, KY|LOUISVILLE, KY|LOUISVILLE, KY|LEXINGTON, KY | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | May 29, 2013 | Oct 9, 2014 | no | LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.J.B. HILLIARD, W.L. LYONS, LLC | ROBERT W. BAIRD & CO. INCORPORATED | Oct 18, 2019 | Oct 18, 2019 | 0 | Bulk transfer | RIA to RIA |
| LPL FINANCIAL LLC | J.J.B. HILLIARD, W.L. LYONS, LLC | Jun 23, 2017 | Jun 22, 2017 | -1 | Firm change | Other |
| FIFTH THIRD SECURITIES, INC. | LPL FINANCIAL LLC | Oct 9, 2014 | Sep 29, 2014 | -10 | Firm change | Other |