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P••• B•••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

P••• B•••••• G•••••

Advisor at C•••••• S••••• • C••• I•••

Phoenix, AZ

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Search this name across graphsid dfx:ria:e0a3f85e-8b75-8941-f7a7-2d528333989f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 18, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 9, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Oct 24, 2025	n/a	yes	Phoenix, AZ	Current employment
M••••• S••••••	Wirehouse	Sep 5, 2023	Sep 3, 2025	no	Gilbert, AZ

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	C•••••• S••••• • C••• I•••	Sep 3, 2025	Oct 24, 2025	51	Firm change	Wirehouse to ibd
E•••••• C•••••• M••••••••• L••	M••••• S••••••	Sep 5, 2023

Relationships

Registered with (4)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Oct 24, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Sep 5, 2023 to Sep 3, 2025factForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 28, 2016 to Sep 5, 2023factForm ADV
→ S••••• W••••• A•••••••• I•••

Dated events

Occurred
Sep 3, 2025
Advisor changed firm
P••• B•••••• G••••• left M••••• S•••••• for C•••••• S••••• • C••• I••• (registered 2025-10-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0a3f85e-8b75-8941-f7a7-2d528333989f
First observed: Sep 18, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.