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Advisor at VOYA FINANCIAL ADVISORS, INC.
Moraga, CA | TACOMA, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Mar 9, 2016 | n/a | yes | Moraga, CA|TACOMA, WA | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 6, 2010 | Sep 8, 2010 | no | WALNUT CREEK, CA | Previous registration |
| TURNER INVESTMENTS, L.P. | Former SEC adviser | Jan 24, 2006 | Apr 10, 2007 | no | BERWYN, PA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 7, 1998 | Jul 6, 2004 | no | SANTA CLARA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | VOYA FINANCIAL ADVISORS, INC. | Sep 8, 2010 | Mar 9, 2016 | 2,009 | Firm change after gap | Other |
| TURNER INVESTMENTS, L.P. | OSAIC WEALTH, INC. | Apr 10, 2007 | Jan 6, 2010 | 1,002 | Firm change after gap | Other |
| CITIGROUP GLOBAL MARKETS INC. | TURNER INVESTMENTS, L.P. | Jul 6, 2004 | Jan 24, 2006 | 567 | Firm change after gap | Other |