DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

FREDERICK SAAVEDRA

Advisor at LPL FINANCIAL LLC

DALLAS, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0b2dbb5-778a-8de9-7af6-6b00adcff3f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 5, 1992
First registration: May 23, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1792344

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 11, 2018	n/a	yes	DALLAS, GA	Current employment
CORNERSTONE WEALTH MANAGEMENT, LLC	Independent wealth	May 29, 2014	Sep 7, 2018	no	MARIETTA, GA\|MARIETTA, GA	Previous registration
EDWARD JONES	National bd RIA	Dec 13, 2006	May 20, 2014	no	ACWORTH, GA\|Marietta, GA\|ST LOUIS, MO	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	May 23, 2002	May 2, 2005	no	KENNESAW, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CORNERSTONE WEALTH MANAGEMENT, LLC	LPL FINANCIAL LLC	Sep 7, 2018	Sep 11, 2018	4	Firm change	RIA to RIA
EDWARD JONES	CORNERSTONE WEALTH MANAGEMENT, LLC	May 20, 2014	May 29, 2014	9	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	EDWARD JONES	May 2, 2005	Dec 13, 2006	590	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 11, 2018 to presentfactForm ADV
→ CORNERSTONE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 29, 2014 to Sep 7, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Dec 13, 2006 to May 20, 2014factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
May 23, 2002 to May 2, 2005factForm ADV

Dated events

No dated event names this entity yet.