This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$100MItem 5.F on the latest filing (2019-03-28); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$100M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

8

Advisory employees

8

Offices

0Schedule D 1.F, beyond the principal office

Accounts

9

Custody, client assets

$57.0M

SEC number

801-57191

CRD

110477

Filings on the tape

19

First filed

Mar 28, 2012

Latest filed

Mar 28, 2019

Organised

Corporation, Delaware

• Occurred

  Mar 23, 2018
  Regulatory AUM changed

  Venus Capital Management Inc reported RAUM $72.5M, down 79% from $338.1M (2017-09-26 to 2018-03-23)

  Form ADVobserved 5 days ago
  $-266M

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e0b90658-304d-638c-45e4-2dec0e28748a

First observed

Mar 28, 2012

Last observed

Mar 28, 2019 91 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.