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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

SEAN KRISTIN MCCABE

Advisor at OSAIC WEALTH, INC.

ROSEVILLE, CA | YUBA CITY, CA

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Search this name across graphsid dfx:ria:e0bbf545-cc30-efff-c2b2-8bc9197b543b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 3, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 29, 2003
First registration: May 3, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4684817

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	ROSEVILLE, CA\|YUBA CITY, CA	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 1, 2019	Jan 19, 2024	no	YUBA CITY, CA\|ROSEVILLE, CA	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Sep 12, 2012	Mar 1, 2019	no	MINNEAPOLIS, MN\|YUBA CITY, CA\|ROSEVILLE, CA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 22, 2011	Sep 20, 2012	no	ROCKLIN, CA	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jun 17, 2008	Feb 16, 2011	no	ROSEVILLE, CA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	May 3, 2005	Jun 24, 2008	no	DISCOVERY BAY, CA\|DISCOVERY BAY, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	WOODBURY FINANCIAL SERVICES, INC.	Mar 1, 2019	Mar 1, 2019	0	Bulk transfer	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	QUESTAR ASSET MANAGEMENT, INC.	Sep 20, 2012	Sep 12, 2012	-8	Firm change	Other
COMMONWEALTH FINANCIAL NETWORK	WOODBURY FINANCIAL SERVICES, INC.	Feb 16, 2011	Feb 22, 2011	6	Firm change	Other
WOODBURY FINANCIAL SERVICES, INC.	COMMONWEALTH FINANCIAL NETWORK	Jun 24, 2008	Jun 17, 2008	-7	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2019 to Jan 19, 2024factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 12, 2012 to Mar 1, 2019factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jun 17, 2008 to Feb 16, 2011factForm ADV

Dated events

No dated event names this entity yet.