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P••• E••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

P••• E••••• L•••

Advisor at G••• L••• A•••••••• L••

CELEBRATION, FL | CENTENNIAL, CO

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Search this name across graphsid dfx:ria:e0bdc6f4-7ee7-a45c-f2b9-b050f30cc4af

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••• L••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 12, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G••• L••• A•••••••• L••	Independent wealth	Feb 5, 2015	n/a	yes	CENTENNIAL, CO\|CELEBRATION, FL	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Oct 12, 2007	Feb 13, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	G••• L••• A•••••••• L••	Feb 13, 2015	Feb 5, 2015	-8	Firm change	Other
A• G• E•••••• • S•••• I•••	U•• F•••••••• S••••••• I•••	Oct 17, 2007

Relationships

Registered with (3)

→ G••• L••• A•••••••• L••Registered adviserregistration: current employment
Feb 5, 2015 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 12, 2007 to Feb 13, 2015factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviserregistration: previous registration
Jan 1, 1999 to Oct 17, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0bdc6f4-7ee7-a45c-f2b9-b050f30cc4af
First observed: Jan 1, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.