DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant31 years in industry

WILLIAM ARTHUR TYLER

Advisor at ASPEN CREEK WEALTH MANAGEMENT, LLC

SOUTHLAKE, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0c581d0-b73b-b7dd-c687-42e61a28e110

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 27, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASPEN CREEK WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 31, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Jan 31, 1995
First registration: Feb 27, 1995
Dual registered: no
Other names: WILLIAM ARTHUR TYLER
IAPD individual key: 2584005

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASPEN CREEK WEALTH MANAGEMENT, LLC	State registered	May 15, 2012	n/a	yes	SOUTHLAKE, TX	Current employment
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Mar 30, 2010	Feb 27, 2012	no	SAN ANTONIO, TX\|SOUTHLAKE, TX\|GRAPEVINE, TX	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Apr 30, 2007	Sep 2, 2008	no	COLLEYVILLE, TX\|ADDISON, TX	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Feb 27, 1995	Apr 16, 2007	no	DALLAS, TX\|Plano, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT PROFESSIONALS, INC.	ASPEN CREEK WEALTH MANAGEMENT, LLC	Feb 27, 2012	May 15, 2012	78	Firm change	Other
MML INVESTORS SERVICES, LLC	INVESTMENT PROFESSIONALS, INC.	Sep 2, 2008	Mar 30, 2010	574	Firm change after gap	Other
PRUCO SECURITIES, LLC	MML INVESTORS SERVICES, LLC	Apr 16, 2007	Apr 30, 2007	14	Firm change	Other

Relationships

Registered with (4)

→ ASPEN CREEK WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
May 15, 2012 to presentfactForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Mar 30, 2010 to Feb 27, 2012factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Apr 30, 2007 to Sep 2, 2008factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Feb 27, 1995 to Apr 16, 2007factForm ADV

Dated events

No dated event names this entity yet.