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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MARK GILLAM ENTERPRISES

CRD 108632

FAIR OAKS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0c59490-61fa-59b5-b64e-49befb77ff04

Data as of Aug 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 20, 2011 to Aug 11, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $210MItem 5.F on the latest filing (2026-08-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $7.6M
Private client RAUM: $196MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $105Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 546
Individual clients: 69
High net worth clients: 39
Custody, client assets: $201M
SEC number: 801-60067
CRD: 108632
Filings on the tape: 33
First filed: Dec 20, 2011
Latest filed: Aug 11, 2026
Organised: Corporation, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK GERALD GILLAM	n/a	FAIR OAKS, CA	25	38	1	no
FRANK DINO CANTONE	n/a	FAIR OAKS, CA	9	30	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GILLAM, MARK, GERALD	Owner	F	yes	05/2019	Dec 20, 2011	Mar 19, 2024
MARK GILLAM, TRUSTEE OF THE CHALL	Owner	E	yes	05/2019	Oct 15, 2019	Mar 19, 2024
CANDIANI, TAMI	CHIEF COMPLIANCE OFFICER	Na	no	03/2006	Dec 20, 2011	Mar 19, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026	$210M	$7.6M	6	2	0	n/a	n/a
2024	Mar 12, 2025	$201M	$1.4M	6	2	0	n/a	n/a
2023	Mar 13, 2024	$204M	$1.4M	6	2	0	n/a	n/a
2022	Mar 21, 2023	$186M	$5.6M	6	2	0	n/a	n/a
2021	Mar 16, 2022	$219M	$5.3M	6	2	0	n/a	n/a
2020	Mar 18, 2021	$201M	$3.4M	6	2	0	n/a	n/a
2019	Mar 25, 2020	$196M	$5.6M	6	2	0	n/a	n/a
2018	Mar 26, 2019	$168M	$7.8M	6	2	0	n/a	n/a
2017	Mar 15, 2018	$192M	$7.8M	5	2	0	n/a	n/a
2016	Mar 22, 2017	$169M	$7.1M	4	1	n/a	n/a	n/a
2015	Mar 3, 2016	$152M	$10.9M	4	1	n/a	n/a	n/a
2014	Mar 25, 2015	$134M	$3.2M	4	1	n/a	n/a	n/a
2013	Mar 31, 2014	$141M	$469,234	7	1	n/a	n/a	n/a
2012	Mar 27, 2013	$121M	$367,505	1	1	n/a	n/a	n/a
2011	Mar 24, 2012	$107M	$299,943	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$210M	$201M	4.8%	$186M	4.2%	6	6	0	0

Relationships

Registered with (2)

← FRANK DINO CANTONEAdvisorregistration: current employment
Jun 27, 2017 to presentfactForm ADV
← MARK GERALD GILLAMAdvisorregistration: current employment
Mar 30, 2001 to presentfactForm ADV

Controls (2)

← GILLAM, MARK, GERALDOwnerOWNER, ownership code F, individual
Dec 20, 2011 to Mar 19, 2024factForm ADV
← MARK GILLAM, TRUSTEE OF THE CHALLOwnerOWNER, ownership code E, domestic entity
Oct 15, 2019 to Mar 19, 2024factForm ADV

Owns (1)

← CANDIANI, TAMIOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 20, 2011 to Mar 19, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0c59490-61fa-59b5-b64e-49befb77ff04
First observed: Dec 20, 2011
Last observed: Aug 11, 2026 40 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARK GILLAM ENTERPRISES

CRD 108632

FAIR OAKS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0c59490-61fa-59b5-b64e-49befb77ff04

Data as of Aug 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK GERALD GILLAM

n/a

FAIR OAKS, CA

FRANK DINO CANTONE

n/a

FAIR OAKS, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GILLAM, MARK, GERALD

Owner

yes

05/2019

Dec 20, 2011

Mar 19, 2024

MARK GILLAM, TRUSTEE OF THE CHALL

Owner

yes

05/2019

Oct 15, 2019

Mar 19, 2024

CANDIANI, TAMI

CHIEF COMPLIANCE OFFICER

03/2006

Dec 20, 2011

Mar 19, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 16, 2026

$210M

$7.6M

n/a

2024

Mar 12, 2025

$201M

$1.4M

n/a

2023

Mar 13, 2024

$204M

$1.4M

n/a

2022

Mar 21, 2023

$186M

$5.6M

n/a

2021

Mar 16, 2022

$219M

$5.3M

n/a

2020

Mar 18, 2021

$201M

$3.4M

n/a

2019

Mar 25, 2020

$196M

$5.6M

n/a

2018

Mar 26, 2019

$168M

$7.8M

n/a

2017

Mar 15, 2018

$192M

$7.8M

n/a

2016

Mar 22, 2017

$169M

$7.1M

n/a

2015

Mar 3, 2016

$152M

$10.9M

n/a

2014

Mar 25, 2015

$134M

$3.2M

n/a

2013

Mar 31, 2014

$141M

$469,234

n/a

2012

Mar 27, 2013

$121M

$367,505

n/a

2011

Mar 24, 2012

$107M

$299,943

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$210M

$201M

4.8%

$186M

4.2%