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Advisor at WELLSPRING WEALTH MANAGEMENT LLC
Alpharetta, GA | SUNSET, SC | ALPHARETTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 17, 2017 | n/a | yes | SUNSET, SC|ALPHARETTA, GA | Current employment |
| WELLSPRING WEALTH MANAGEMENT LLC | Independent wealth | Jun 22, 2005 | n/a | yes | Alpharetta, GA | Current employment |
| ASSOCIATED SECURITIES CORP. | n/a | Jul 29, 2004 | Sep 8, 2009 | no | BOSTON, MA|ATLANTA, GA|ATLANTA, GA | Previous registration |
| ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | n/a | Jun 8, 2004 | Oct 13, 2009 | no | ATLANTA, GA | Previous registration |
| WS GRIFFITH SECURITIES, INC. | n/a | Jan 30, 2003 | Jun 10, 2004 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | ASSOCIATED SECURITIES CORP. | Oct 13, 2009 | Jul 29, 2004 | -1,902 | Firm change after gap | Other |
| ASSOCIATED SECURITIES CORP. | WELLSPRING WEALTH MANAGEMENT LLC | Sep 8, 2009 | Jun 22, 2005 | -1,539 | Firm change after gap | Other |
| WS GRIFFITH SECURITIES, INC. | ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | Jun 10, 2004 | Jun 8, 2004 | -2 | Firm change | Other |