DFX Intelligence

M•••••• R••••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

M•••••• R••••••• C•••

Advisor at A••••••• A•••••••• L••

GRAND RAPIDS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0ce6001-99a5-1f82-b657-dcab1e8d2b8e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 7, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A•••••••• L••	Independent wealth	Feb 4, 2021	n/a	yes	GRAND RAPIDS, MI	Current employment
L••••• P••••••• • A••••••••• I•••	Former SEC adviser	Jan 7, 2022	May 22, 2023	no	GRAND RAPIDS, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• P••••••• • A••••••••• I•••	n/a	May 22, 2023	n/a	n/a	Departure no registered destination	Departure
L••••• P••••••• • A••••••••• I•••	A••••••• A•••••••• L••	Dec 31, 2021	Feb 4, 2021	-330

Team moves

••• Locked

Team	Left	Joined	From	Kind
156537:284100:MI:2021-12-31	Dec 31, 2021	Feb 4, 2021	GRAND RAPIDS, MI	Firm change after gap

Relationships

Registered with (2)

→ A••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 4, 2021 to presentfactForm ADV
→ L••••• P••••••• • A••••••••• I•••Registered adviserregistration: previous registration
Jan 7, 2022 to May 22, 2023factForm ADV

Dated events

Occurred
May 22, 2023
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0ce6001-99a5-1f82-b657-dcab1e8d2b8e
First observed: Jun 7, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.