DFX Intelligence

D••••• M•••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

D••••• M•••••• L••••••

Advisor at J••• M••••• S••••••••• L••

FARMINGDALE, NY

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Search this name across graphsid dfx:ria:e0d29e2f-83b2-e84a-f948-7833947aad6c

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 3
On other graphs: 0
Observed: Dec 2, 2024 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Sep 17, 2026	n/a	yes	FARMINGDALE, NY	Current employment
E•••••••• A•••••••• L••	National bd RIA	Dec 2, 2024	n/a	yes	MELVILLE, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	J••• M••••• S••••••••• L••	Sep 16, 2026	Sep 17, 2026	1	Firm change	Ibd to wirehouse

Team moves

••• Locked

Team	Left	Joined	From	Kind
6627:79:NY:2026-09-02	Sep 16, 2026	Sep 17, 2026	MELVILLE, NY	Firm change

Relationships

Registered with (1)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 2, 2024 to presentfactForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 4 days ago

Show 2 bookkeeping events

Occurred
Sep 17, 2026
••• Locked
First seen by DFX
Sep 17, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0d29e2f-83b2-e84a-f948-7833947aad6c
First observed: Dec 2, 2024
Last observed: Sep 18, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.