DFX Intelligence

E••• A••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

E••• A••• J••••••

Advisor at L•• F•••••••• L••

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:e0dc57e8-6d28-5daa-0533-653e203e64e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 18, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 2, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 24, 2018	n/a	yes	OVERLAND PARK, KS	Current employment
P••••••• F•••••••• G••••	Former SEC adviser	Jan 11, 2017	Dec 18, 2018	no	OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• F•••••••• G••••	L•• F•••••••• L••	Dec 18, 2018	Jan 24, 2018	-328	Firm change after gap	RIA to RIA
O••••••••• • C•• I•••	P••••••• F•••••••• G••••	Apr 16, 2015	Apr 1, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
116806:6413:KS:2018-12-18	Dec 18, 2018	Jan 24, 2018	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 24, 2018 to presentfactForm ADV
→ P••••••• F•••••••• G••••Registered adviserregistration: previous registration
Jan 11, 2017 to Dec 18, 2018factForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Mar 27, 2009 to Apr 16, 2015factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0dc57e8-6d28-5daa-0533-653e203e64e8
First observed: Aug 18, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.