E••••••• A•••••

Advisor at O•••• W•••••• I•••

Portland, OR | LAKE OSWEGO, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0dcb9b6-fcb6-25ee-3be2-63ac97e3bb83

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: May 15, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 23, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Sep 1, 2023	n/a	yes	Portland, OR\|LAKE OSWEGO, OR	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Sep 1, 2020	Sep 1, 2023	no	LAKE OSWEGO, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	O•••• W•••••• I•••	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
L•• F•••••••• L••	S•••••••• F••••••••• I•••	Sep 11, 2020	Sep 1, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:133763:OR:2020-09-11	Sep 11, 2020	Sep 1, 2020	LAKE OSWEGO, OR	Firm change
133763:2225:OR:2016-08-15	Aug 22, 2016	Aug 11, 2016	PORTLAND, OR	Firm change
110200:133763:OR:2016-06-20	Jun 20, 2016	May 6, 2013	PORTLAND, OR	Firm change after gap

Relationships

Registered with (8)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Sep 1, 2020 to Sep 1, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 14, 2018 to Sep 11, 2020factForm ADV
→ S•• I••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0dcb9b6-fcb6-25ee-3be2-63ac97e3bb83
First observed: May 15, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.