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T••• L• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

T••• L• L••••

Advisor at G•• S••••••••• I•••

PALM BEACH GARDENS, FL | Bowling Green, KY | BARDSTOWN, KY

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Search this name across graphsid dfx:ria:e0ed9ade-46d3-fd70-ec66-82508ad5c837

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 11, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 16, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G•• S••••••••• I•••	Bd affiliated wealth	Aug 15, 2014	n/a	yes	Bowling Green, KY\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|BARDSTOWN, KY	Current employment
L••••• A•••••••• L••	Former SEC adviser	Jul 11, 2011	Aug 15, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• A•••••••• L••	G•• S••••••••• I•••	Aug 15, 2014	Aug 15, 2014	0	Firm change	Other

Relationships

Registered with (2)

→ G•• S••••••••• I•••Registered adviserregistration: current employment
Aug 15, 2014 to presentfactForm ADV
→ L••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 11, 2011 to Aug 15, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0ed9ade-46d3-fd70-ec66-82508ad5c837
First observed: Jul 11, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.