DFX Intelligence

T•••••• J•••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

T•••••• J•••• K•••••

Advisor at G••••• W••••• M••••••••• I•••

Englewood, CO | LOUISVILLE, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 17, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Jan 11, 2021	n/a	yes	Englewood, CO\|LOUISVILLE, CO	Current employment
C•••••• F•••••••• M••••••••• I•••	Former SEC adviser	Feb 24, 2012	Jan 8, 2021	no	DENVER, CO\|DENVER, CO\|DENVER, CO\|BOULDER, CO\|BOZEMAN, MT\|SPRINGFIELD, MO\|Fort Wayne, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• F•••••••• M••••••••• I•••	G••••• W••••• M••••••••• I•••	Jan 8, 2021	Jan 11, 2021	3	Firm change	RIA to ibd
W•••• F•••• A•••••••	C•••••• F•••••••• M••••••••• I•••	Mar 7, 2012	Feb 24, 2012

Relationships

Registered with (4)

→ G••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Jan 11, 2021 to presentfactForm ADV
→ C•••••• F•••••••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 24, 2012 to Jan 8, 2021factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 12, 2011 to Mar 7, 2012factForm ADV
→ C•••••• S••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 14, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.