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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

33 CAPITAL MANAGEMENT LLC

CRD 326780

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0f69b93-bf2e-291a-64b4-a921cd27587b

Data as of Jul 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 2
Observed: May 17, 2023 to Jul 31, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

33 Capital Management LLC

Private equity manager · shared crd

Independent Sponsorsidentity

33 Capital Management LLC

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.15 fund_share=0.81 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $113MItem 5.F on the latest filing (2026-07-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $98.9M
Private client RAUM: $16.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 15%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $113Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 9
Individual clients: 0
High net worth clients: 2
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $77.1M
SEC number: 801-128177
CRD: 326780
Filings on the tape: 10
First filed: May 17, 2023
Latest filed: Jul 31, 2026
Organised: Limited Liability Company, DE
Website: 33capitalmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ABBAS F ZUAITER	n/a	GREENWICH, CT	2	13	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
33 PRIVATE OPPORTUNITIES FUND LLC - 33 CLEVELAND SERIES	Private Equity Fund	$2.5M	Aug 26, 2024	13	Aug 26, 2024	reported	021-521624

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
33 CAPITAL MANAGEMENT LTD.	MANAGING MEMBER	E	yes	03/2023	May 17, 2023	Aug 26, 2024
AL BANAT TRUST	Member	C	yes	02/2013	May 17, 2023	Aug 26, 2024
ROCHE, MATTHEW, GEORGE	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	Na	yes	11/2023	Mar 22, 2024	Aug 26, 2024
ZUAITER CAPITAL HOLDINGS LLC	GENERAL PARTNER	D	yes	03/2023	May 17, 2023	Aug 26, 2024
ZUAITER, ABBAS, F	CHAIRMAN/CHIEF INVESTMENT OFFICER	Na	yes	03/2023	May 17, 2023	Aug 26, 2024
ZUAITER, ABBAS, F	MANAGING MEMBER	C	yes	02/2013	May 17, 2023	Aug 26, 2024
Zuaiter, Samar, D.	MANAGING MEMBER	C	yes	02/2013	May 17, 2023	Aug 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ZUAITER CAPITAL HOLDINGS, LLC	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$113M	$98.9M	11	6	2	n/a
2024	Mar 26, 2025	$97.1M	$83.2M	11	6	2	n/a
2023	Mar 22, 2024	$103M	$88.3M	7	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$113M	$97.1M	16.1%	n/a	n/a	11	11	0	0

Relationships

Advises (1)

→ 33 PRIVATE OPPORTUNITIES FUND LLC - 33 CLEVELAND SERIESPrivate fundPrivate Equity Fund, IA
Aug 26, 2024 to presentfactForm ADV

Registered with (1)

← ABBAS F ZUAITERAdvisorregistration: current employment
Oct 5, 2023 to presentfactForm ADV

Controls (6)

← ZUAITER, ABBAS, FOwnerMANAGING MEMBER, ownership code C, individual
May 17, 2023 to Aug 26, 2024factForm ADV
← ROCHE, MATTHEW, GEORGEOwnerCHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 22, 2024 to Aug 26, 2024factForm ADV
← Zuaiter, Samar, D.OwnerMANAGING MEMBER, ownership code C, individual
May 17, 2023 to Aug 26, 2024factForm ADV
← 33 CAPITAL MANAGEMENT LTD.OwnerMANAGING MEMBER, ownership code E, foreign entity
May 17, 2023 to Aug 26, 2024factForm ADV
← AL BANAT TRUSTOwnerMEMBER, ownership code C, domestic entity
May 17, 2023 to Aug 26, 2024factForm ADV
← ZUAITER CAPITAL HOLDINGS LLCOwnerGENERAL PARTNER, ownership code D, domestic entity
May 17, 2023 to Aug 26, 2024factForm ADV

Dated events

Occurred
Mar 22, 2024
Control person joined
George Matthew Roche (Chief Financial Officer/Chief Compliance Officer) appeared on Schedule A of 33 Capital Management Llc
Form ADVobserved 6 days ago
Occurred
Mar 22, 2024
Control person left
Spencer Derek Wallis (Chief Compliance Officer/Chief Operations Officer) no longer on Schedule A of 33 Capital Management Llc (listed 2023-10-13, absent 2024-03-22)
Form ADVobserved 6 days ago
Occurred
May 17, 2023
First Form ADV filing
33 Capital Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e0f69b93-bf2e-291a-64b4-a921cd27587b
First observed: May 17, 2023
Last observed: Jul 31, 2026 52 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

33 CAPITAL MANAGEMENT LLC

CRD 326780

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e0f69b93-bf2e-291a-64b4-a921cd27587b

Data as of Jul 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ABBAS F ZUAITER

n/a

GREENWICH, CT

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

33 PRIVATE OPPORTUNITIES FUND LLC - 33 CLEVELAND SERIES

Private Equity Fund

$2.5M

Aug 26, 2024

reported

021-521624

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

33 CAPITAL MANAGEMENT LTD.

MANAGING MEMBER

yes

03/2023

May 17, 2023

Aug 26, 2024

AL BANAT TRUST

Member

yes

02/2013

May 17, 2023

Aug 26, 2024

ROCHE, MATTHEW, GEORGE

CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER

yes

11/2023

Mar 22, 2024

Aug 26, 2024

ZUAITER CAPITAL HOLDINGS LLC

GENERAL PARTNER

yes

03/2023

May 17, 2023

Aug 26, 2024

ZUAITER, ABBAS, F

CHAIRMAN/CHIEF INVESTMENT OFFICER

yes

03/2023

May 17, 2023

Aug 26, 2024

ZUAITER, ABBAS, F

MANAGING MEMBER

yes

02/2013

May 17, 2023

Aug 26, 2024

Zuaiter, Samar, D.

MANAGING MEMBER

yes

02/2013

May 17, 2023

Aug 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ZUAITER CAPITAL HOLDINGS, LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$113M

$98.9M

n/a

2024

Mar 26, 2025

$97.1M

$83.2M

n/a

2023

Mar 22, 2024

$103M

$88.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$113M

$97.1M

16.1%

n/a