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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA | San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 1, 2026 | n/a | yes | SAN DIEGO, CA|San Diego, CA | Current employment |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 25, 2021 | Apr 6, 2022 | no | San Diego, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 26, 2019 | Apr 2, 2020 | no | Long Beach, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Apr 6, 2022 | Jan 1, 2026 | 1,366 | Firm change after gap | RIA to ibd |
| MORGAN STANLEY | SECURIAN FINANCIAL SERVICES, INC. | Apr 2, 2020 | Oct 25, 2021 | 571 | Firm change after gap | Wirehouse to ibd |