DFX Intelligence

K•••• N••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

K•••• N••••• O•••••

Advisor at L•••

LOS ANGELES, CA | BETHESDA, MD

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Search this name across graphsid dfx:ria:e1003622-860d-cc55-88ad-30a39474f6dd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 23, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	May 29, 2024	n/a	yes	BETHESDA, MD\|LOS ANGELES, CA	Current employment
C••• C•••••••	Independent wealth	Feb 23, 2022	Jan 20, 2023	no	ARLINGTON, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• C•••••••	L•••	Jan 20, 2023	May 29, 2024	495	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ L•••Registered adviserregistration: current employment
May 29, 2024 to presentfactForm ADV
→ C••• C•••••••Registered adviserregistration: previous registration
Feb 23, 2022 to Jan 20, 2023factForm ADV

Dated events

Occurred
Jan 20, 2023
Advisor changed firm
K•••• N••••• O••••• left C••• C••••••• for Lido (registered 2024-05-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e1003622-860d-cc55-88ad-30a39474f6dd
First observed: Feb 23, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.