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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

JOHN FRANCIS FORAN

Advisor at LPL FINANCIAL LLC

SOMERVILLE, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e101fa80-22a7-95bc-1f03-9652bc09182f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 28, 2010
First registration: Jul 29, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 4843874

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 30, 2020	n/a	yes	SOMERVILLE, NJ	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Nov 3, 2014	Dec 8, 2020	no	SOMERVILLE, NJ\|GREEN BROOK, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 29, 2010	Nov 10, 2014	no	GREENBROOK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	Dec 8, 2020	Nov 30, 2020	-8	Firm change	Ibd to ibd
LPL FINANCIAL LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Nov 10, 2014	Nov 3, 2014	-7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149018:6413:NJ:2020-12-02	Dec 8, 2020	Nov 30, 2020	GREEN BROOK, NJ	Firm change

Relationships

Registered with (2)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 29, 2010 to Nov 10, 2014factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Nov 3, 2014 to Dec 8, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e101fa80-22a7-95bc-1f03-9652bc09182f
First observed: Jul 29, 2010
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOHN FRANCIS FORAN

Advisor at LPL FINANCIAL LLC

SOMERVILLE, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e101fa80-22a7-95bc-1f03-9652bc09182f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:02 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Nov 30, 2020

n/a

yes

SOMERVILLE, NJ

Current employment

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Bd affiliated wealth

Nov 3, 2014

Dec 8, 2020

SOMERVILLE, NJ|GREEN BROOK, NJ

Previous registration

LPL FINANCIAL LLC

Bd affiliated wealth

Jul 29, 2010

Nov 10, 2014

GREENBROOK, NJ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

LPL FINANCIAL LLC

Dec 8, 2020

Nov 30, 2020

-8

Firm change

Ibd to ibd

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Nov 10, 2014

Nov 3, 2014

-7

Firm change

Other

Team

Left

Joined

From

Kind

149018:6413:NJ:2020-12-02

Dec 8, 2020

Nov 30, 2020

GREEN BROOK, NJ

Firm change