DFX Intelligence

W•••••• A••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

W•••••• A••• L•••

Advisor at V•••• A•••••• G••••• L••

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:e102f07b-50d4-27ae-79de-44af1e1152ed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 30, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••• A•••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 3, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••• A•••••• G••••• L••	Independent wealth	Sep 15, 2020	n/a	yes	WALNUT CREEK, CA	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Sep 30, 2009	Dec 31, 2020	no	Livermore, CA\|WALNUT CREEK, CA\|VACAVILLE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	V•••• A•••••• G••••• L••	Dec 31, 2020	Sep 15, 2020	-107	Firm change after gap	Ibd to new firm

Relationships

Registered with (2)

→ V•••• A•••••• G••••• L••Registered adviserregistration: current employment
Sep 15, 2020 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Sep 30, 2009 to Dec 31, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e102f07b-50d4-27ae-79de-44af1e1152ed
First observed: Sep 30, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.