G••• L••• L•••

Advisor at D•••••• W••••• A•••••••

SURPRISE, AZ

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Search this name across graphsid dfx:ria:e106aca4-066e-bc1c-9e89-565e3c900447

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 20, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 30, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• W••••• A•••••••	Independent wealth	Jan 5, 2015	n/a	yes	SURPRISE, AZ	Current employment
K•• F•••••••• S•••••••• I••	Former SEC adviser	Dec 20, 2012	Jul 1, 2014	no	SEATTLE, WA\|SURPRISE, AZ\|SURPRISE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• F•••••••• S•••••••• I••	D•••••• W••••• A•••••••	Jul 1, 2014	Jan 5, 2015	188	Firm change	Other

Relationships

Registered with (2)

→ D•••••• W••••• A•••••••Registered adviserregistration: current employment
Jan 5, 2015 to presentfactForm ADV
→ K•• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
Dec 20, 2012 to Jul 1, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e106aca4-066e-bc1c-9e89-565e3c900447
First observed: Dec 20, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.