DFX Intelligence

G••••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

G••••••• T••••••

Advisor at O•• B••••• W•••••• I••

SYOSSET, NY

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Search this name across graphsid dfx:ria:e111efcb-d8ec-08a2-d12a-e8db4435d800

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 10, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• B••••• W•••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•• B••••• W•••••• I••	Independent wealth	Oct 29, 2024	n/a	yes	SYOSSET, NY	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	Aug 21, 2017	Dec 31, 2024	no	SYOSSET, NY\|SAN DIEGO, CA\|Syosset, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	O•• B••••• W•••••• I••	Dec 31, 2024	Oct 29, 2024	-63	Firm change after gap	Ibd to new firm
E•••••••• A•••••••• L••	S•• I••••••••• A•••••••• I•••	Aug 25, 2017	Aug 21, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
123608:332180:NY:2024-12-24	Dec 31, 2024	Oct 29, 2024	SYOSSET, NY	Firm change after gap

Relationships

Registered with (3)

→ O•• B••••• W•••••• I••Registered adviserregistration: current employment
Oct 29, 2024 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 21, 2017 to Dec 31, 2024factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 10, 2012 to Aug 25, 2017factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e111efcb-d8ec-08a2-d12a-e8db4435d800
First observed: Apr 10, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.