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RIA / WealthAdvisor24 years in industry

CY GARRETT CATTAN

Advisor at HIGHTOWER ADVISORS, LLC

Houston, TX | CHICAGO, IL

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Search this name across graphsid dfx:ria:e11c597c-01f3-9af2-b1da-e0e1eea9e292

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HIGHTOWER ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 26, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 26, 2002
First registration: Oct 25, 2002
Dual registered: no
IAPD individual key: 3234158

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HIGHTOWER ADVISORS, LLC	Bd affiliated wealth	Jun 12, 2023	n/a	yes	Houston, TX\|CHICAGO, IL	Current employment
AVIDIAN WEALTH SOLUTIONS	Independent wealth	Aug 27, 2013	Jun 15, 2023	no	HOUSTON, TX	Previous registration
SFS INTERESTS, INC.	n/a	Aug 2, 2010	Aug 14, 2013	no	HOUSTON, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 17, 2005	Aug 19, 2013	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
OSAIC FA, INC.	Former SEC adviser	Oct 25, 2002	Jun 23, 2005	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVIDIAN WEALTH SOLUTIONS	HIGHTOWER ADVISORS, LLC	Jun 15, 2023	Jun 12, 2023	-3	Firm change	RIA to ibd
LPL FINANCIAL LLC	SFS INTERESTS, INC.	Aug 19, 2013	Aug 2, 2010	-1,113	Firm change after gap	Other
SFS INTERESTS, INC.	AVIDIAN WEALTH SOLUTIONS	Aug 14, 2013	Aug 27, 2013	13	Firm change	Other
OSAIC FA, INC.	LPL FINANCIAL LLC	Jun 23, 2005	Jun 17, 2005	-6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
127186:145323:TX:2023-06-15	Jun 15, 2023	Jun 12, 2023	HOUSTON, TX	Firm change

Relationships

Registered with (5)

→ HIGHTOWER ADVISORS, LLCRegistered adviserregistration: current employment
Jun 12, 2023 to presentfactForm ADV
→ AVIDIAN WEALTH SOLUTIONSRegistered adviserregistration: previous registration
Aug 27, 2013 to Jun 15, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 17, 2005 to Aug 19, 2013factForm ADV
→ SFS INTERESTS, INC.Registered adviserregistration: previous registration
Aug 2, 2010 to Aug 14, 2013factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Oct 25, 2002 to Jun 23, 2005factForm ADV

Dated events

Occurred
Jun 15, 2023
Advisor changed firm
Cy Garrett Cattan left Avidian Wealth Solutions for Hightower Advisors, Llc (registered 2023-06-12)
Form ADVobserved 4 days ago