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RIA / WealthAdvisor24 years in industry

GARY LEWIS KAY

Advisor at BASELINE WEALTH ADVISORS

BOCA RATON, FL

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Search this name across graphsid dfx:ria:e128e3e6-fd81-bb4c-f378-e46e257254d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BASELINE WEALTH ADVISORS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: Feb 26, 2002
First registration: Mar 29, 2006
Dual registered: no
Other names: GARY KAY
IAPD individual key: 2243572

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BASELINE WEALTH ADVISORS	State registered	Jul 28, 2025	n/a	yes	BOCA RATON, FL	Current employment
SPEARHEAD CAPITAL ADVISORS, LLC	Former SEC adviser	Jan 22, 2018	Jul 1, 2019	no	WELLINGTON, FL	Previous registration
CROSSROAD CAPITAL MANAGEMENT, LLC	n/a	Oct 15, 2013	Nov 13, 2015	no	CAMBRIA, CA	Previous registration
MASTERS RESEARCH PARTNERS LLC	n/a	Mar 29, 2006	Nov 7, 2006	no	AVENTURA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SPEARHEAD CAPITAL ADVISORS, LLC	BASELINE WEALTH ADVISORS	Jul 1, 2019	Jul 28, 2025	2,219	Firm change after gap	RIA to state RIA
CROSSROAD CAPITAL MANAGEMENT, LLC	SPEARHEAD CAPITAL ADVISORS, LLC	Nov 13, 2015	Jan 22, 2018	801	Firm change after gap	Other
MASTERS RESEARCH PARTNERS LLC	CROSSROAD CAPITAL MANAGEMENT, LLC	Nov 7, 2006	Oct 15, 2013	2,534	Firm change after gap	Other

Relationships

Registered with (4)

→ BASELINE WEALTH ADVISORSRegistered adviserregistration: current employment
Jul 28, 2025 to presentfactForm ADV
→ SPEARHEAD CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 22, 2018 to Jul 1, 2019factForm ADV
→ CROSSROAD CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 15, 2013 to Nov 13, 2015factForm ADV
→ MASTERS RESEARCH PARTNERS LLCRegistered adviserregistration: previous registration
Mar 29, 2006 to Nov 7, 2006factForm ADV

Dated events

No dated event names this entity yet.