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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

POWERS INVESTMENT ADVISORY CORPORATION

CRD 110401

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e12ff102-32d4-3f12-ce7d-8e6468a29dc7

Data as of Jan 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2011 to Jan 6, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $112MItem 5.F on the latest filing (2026-01-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $112M
Private client RAUM: $112MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $55.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 193
Individual clients: 66
High net worth clients: 35
SEC number: 801-134997
CRD: 110401
Filings on the tape: 2
First filed: Dec 23, 2011
Latest filed: Jan 6, 2026
Organised: Corporation, OH
Website: powersiac.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANDREW J. POWERS	Certified Financial Planner	HIGHLAND HTS., OH	19	21	n/a	yes
William Patrick Powers	Certified Financial Planner	HIGHLAND HTS., OH	17	42	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
POWERS, ANDREW, J.	CHIEF COMPLIANCE OFFICER	B	yes	10/2006	Dec 23, 2011	Dec 23, 2011
POWERS, WILLIAM, PATRICK	PRESIDENT/OWNER	E	yes	10/1993	Dec 23, 2011	Dec 23, 2011

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 6, 2026	$112M	$112M	2	2	0	n/a	n/a
2011	Dec 23, 2011	$31.5M	$23.8M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$112M	n/a	n/a	n/a	n/a	2	n/a	0	n/a

Relationships

Registered with (2)

← William Patrick PowersAdvisorregistration: current employment
Apr 1, 2009 to presentfactForm ADV
← ANDREW J. POWERSAdvisorregistration: current employment
Aug 28, 2007 to presentfactForm ADV

Controls (2)

← POWERS, WILLIAM, PATRICKOwnerPRESIDENT/OWNER, ownership code E, individual
Dec 23, 2011 to Dec 23, 2011factForm ADV
← POWERS, ANDREW, J.OwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Dec 23, 2011 to Dec 23, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e12ff102-32d4-3f12-ce7d-8e6468a29dc7
First observed: Dec 23, 2011
Last observed: Jan 6, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

POWERS INVESTMENT ADVISORY CORPORATION

CRD 110401

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e12ff102-32d4-3f12-ce7d-8e6468a29dc7

Data as of Jan 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:58 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANDREW J. POWERS

Certified Financial Planner

HIGHLAND HTS., OH

n/a

yes

William Patrick Powers

Certified Financial Planner

HIGHLAND HTS., OH

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

POWERS, ANDREW, J.

CHIEF COMPLIANCE OFFICER

yes

10/2006

Dec 23, 2011

POWERS, WILLIAM, PATRICK

PRESIDENT/OWNER

yes

10/1993

Dec 23, 2011

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 6, 2026

$112M

n/a

2011

Dec 23, 2011

$31.5M

$23.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$112M

n/a