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Reading the graph
Advisor at MORGAN STANLEY
Honolulu, HI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Feb 4, 2014 | n/a | yes | Honolulu, HI | Current employment |
| EDWARD JONES | National bd RIA | May 20, 2013 | Sep 23, 2013 | no | MOUNTAIN VIEW, CA|ST LOUIS, MO|MOUNTAIN VIEW, CA | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Apr 29, 2004 | Nov 14, 2012 | no | SAN JOSE, CA|SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | MORGAN STANLEY | Sep 23, 2013 | Feb 4, 2014 | 134 | Firm change | Ibd to wirehouse |
| THRIVENT INVESTMENT MANAGEMENT INC. | EDWARD JONES | Nov 14, 2012 | May 20, 2013 | 187 | Firm change | Other |