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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)41 years in industry

MICHAEL RICHARD GEORGINO

Advisor at CETERA INVESTMENT ADVISERS LLC

SAINT MARYS, PA

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Search this name across graphsid dfx:ria:e139980e-6e0d-8c0f-aa09-eff697aebcbd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 4, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 23, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: Apr 23, 1985
First registration: Jan 4, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 1356632

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 6, 2025	n/a	yes	SAINT MARYS, PA	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Feb 10, 2025	Sep 8, 2025	no	DALLAS, TX\|SAINT MARYS, PA	Previous registration
IC ADVISORY SERVICES, INC.	Former SEC adviser	Jun 2, 2006	Feb 10, 2025	no	ST. MARY'S, PA\|BEDMINSTER, NJ	Previous registration
THE INVESTMENT CENTER, INC.	n/a	Jan 4, 2006	Jun 2, 2006	no	ST. MARYS, PA\|ST. MARY'S, PA\|CURWENSVILLE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 8, 2025	Sep 6, 2025	-2	Bulk transfer	Ibd to ibd
IC ADVISORY SERVICES, INC.	AVANTAX ADVISORY SERVICES	Feb 10, 2025	Feb 10, 2025	0	Firm change	Ibd to ibd
THE INVESTMENT CENTER, INC.	IC ADVISORY SERVICES, INC.	Jun 2, 2006	Jun 2, 2006	0	Bulk transfer	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 6, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Feb 10, 2025 to Sep 8, 2025factForm ADV
→ IC ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 2, 2006 to Feb 10, 2025factForm ADV
→ THE INVESTMENT CENTER, INC.Registered adviserregistration: previous registration
Jan 4, 2006 to Jun 2, 2006factForm ADV

Dated events

Occurred
Feb 10, 2025
Advisor changed firm
Michael Richard Georgino left Ic Advisory Services, Inc. for Avantax Advisory Services (registered 2025-02-10)
Form ADVobserved 5 days ago