This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 19, 2008earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Chartered Financial Analyst

Exams

S66

First exam

Dec 19, 2008

First registration

Dec 22, 2008

Dual registered

yes, broker-dealer

Other names

OLIVE GOH|SIAU NEW GOH

IAPD individual key

5600256

• Occurred

  Aug 14, 2023
  Advisor changed firm

  Olive Siau New Goh left Citigroup Global Markets Inc. for J.P. Morgan Securities Llc (registered 2023-09-14)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e13b4f92-5010-d662-7fac-85d190d17ed8

First observed

Dec 22, 2008

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.