DFX Intelligence

C•••••••• M•• S•• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

C•••••••• M•• S•• P•••

Advisor at U•• F•••••••• S••••••• I•••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:e13c1959-6854-cb1b-274c-2740c0d35ac7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 13, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Jul 30, 2024	n/a	yes	LOS ANGELES, CA	Current employment
E•••••••• P••	Independent wealth	Jun 18, 2021	Jul 26, 2024	no	BERWYN, PA\|Brooklyn, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• P••	U•• F•••••••• S••••••• I•••	Jul 26, 2024	Jul 30, 2024	4	Firm change	RIA to wirehouse
U•• F•••••••• S••••••• I•••	E•••••••• P••	May 17, 2021	Jun 18, 2021

Relationships

Registered with (2)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 13, 2015 to May 17, 2021factForm ADV
→ E•••••••• P••Registered adviserregistration: previous registration
Jun 18, 2021 to Jul 26, 2024factForm ADV

Dated events

Occurred
Jul 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e13c1959-6854-cb1b-274c-2740c0d35ac7
First observed: Oct 13, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.